Understanding the Role of a Compliance Monitoring Assistant at CNB Bank
With the complexities of banking and financial regulations continuously evolving, the role of Compliance Monitoring Assistant has become increasingly crucial within the banking industry. This full-time position is dedicated to ensuring that all divisions of CNB Bank are adhering to laws, regulations, and Bank procedures. The Compliance Monitoring Assistant is a detail-oriented role that supports the Bank’s compliance monitoring program under the direction of the Compliance Monitoring Officer.Here is a detailed look into this position at CNB Bank.
Key Responsibilities of a Compliance Monitoring Assistant
The Compliance Monitoring Assistant’s responsibilities include preparing for and assisting with compliance monitoring reviews to ensure compliance procedures are followed. They are tasked with validating compliance with established policies and procedures and applicable regulations.
The Assistant is also responsible for assisting the compliance monitoring function with tasks and documentation. Additionally, they assist the Compliance Team and Learning and Development with compliance training programs, and actively participate in regulation and compliance procedure trainings.
The Ideal Attitude, Behavior, and Competencies for a Compliance Monitoring Assistant
Successful candidates for the role of Compliance Monitoring Assistant are those who can build positive relationships with internal and external clients by valuing others’ feelings and rights in both words and actions. They should be able to demonstrate respect, inclusion, and client focus.
The ideal candidate also demonstrates strong business ethics and honest behaviors and has the ability to positively influence and work with others to achieve excellent results. They should demonstrate leadership, integrity, collaboration, and volunteerism.
The Compliance Monitoring Assistant should reflect skill, good judgement, positive conduct, and personal responsibility for assigned areas. They should seek to implement and leverage services and technologies that create efficiencies by demonstrating accountability, innovation, and professionalism.
Professional Development Opportunities
The Compliance Monitoring Assistant is encouraged to actively participate in expanding skill sets and career paths by attending training programs, workshops, certifications, and educational resources relevant to the role. They should seek out stretch assignments and cross-functional opportunities that foster growth and learning.
Qualifications, Education, and Experience
To successfully perform this role, an individual must be able to fulfill each essential position requirement satisfactorily. A high school diploma or general education degree (GED) is required, with related experience and secondary education preferred. A background screening will be conducted.
Essential skills include language skills, technology skills, mathematical skills, and reasoning ability. The position operates in a professional office environment with considerable time spent at a desk using office equipment such as computers, phones, and printers. The ability to travel on occasion to all market areas and attend seminars or training sessions offsite is also required.
Benefits of Working at CNB Bank
Working at CNB Bank comes with several benefits, including medical, dental, vision, and life insurance. The bank offers a 401K with a company match, paid time off, recognized holidays, leave policies, and voluntary benefit options. Employees also have access to an Employee Assistance Program, an Employee Health & Wellness Program, special loan and deposit rates, a Gradifi Student Loan Paydown Plan, rewards & recognition programs, and much more.
Equal Opportunity Employer
CNB Bank is an equal opportunity employer and all applicants are considered based on qualifications without regard to sex, race, color, ancestry, religious creed, national origin, sexual orientation, gender identity, physical disability, mental disability, age, marital status, disabled veteran or Vietnam era veteran status. CNB Financial Corporation is an Affirmative Action Employer and is committed to fostering, cultivating, and preserving a culture of diversity and inclusion.
