An Exciting Opportunity at Wells Fargo: Associate Bank Financial Advisor
Wells Fargo, one of the leading banking institutions in America, is seeking a dynamic and motivated individual for the role of Associate Bank Financial Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. This represents a unique opportunity for those looking to excel in the financial industry. More details about roles and business divisions can be found at wellsfargojobs.com.
Role Responsibilities
The successful candidate will have the opportunity to participate in an extensive training program provided by Wells Fargo Advisors. This program is designed to equip the individual with the requisite skills and knowledge needed to achieve personal, professional, and organizational client service and financial goals within the Financial Advisory – Bank function.
Additionally, the role requires a review of basic or tactical client goals and risk tolerance. This includes assessing the investment profile and evaluating the client’s financial needs related to lower risk tasks and deliverables with narrower impact. The position also includes customer contact and duties that may involve assessing and referring customers interested in a dwelling secured product to a SAFE team member.
The Associate Bank Financial Advisor will assist customers without taking an application or offering or negotiating terms of a dwelling secured transaction. Meeting the Loan Originator requirements under Regulation Z (LO) as outlined in the job expectations is also a part of the role.
Qualifications for the Role
Required Qualifications
The prospective candidate should have a minimum of 6 months of Customer Service, Sales, or Relationship Building experience. This can be demonstrated through a combination of work experience, training, military experience, or education. Successful completion of the Securities Industry Essentials (SIE) exam or equivalent is also a requirement.
Desired Qualifications
FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) is highly preferred. Financial services experience, client services experience, and a minimum of 6 months of client or sales services experience are also desired. Experience in developing and managing client relationships and sales or sales support experience will be advantageous. A BS/BA degree or higher is also preferred.
Job Expectations and Compliance
Meeting the Consumer Financial Protection Bureau qualification requirements and complying with related Wells Fargo policies are crucial. This includes meeting financial responsibility, character, general financial fitness, and criminal background standards. A current credit report will be used to assess financial responsibility and credit fitness.
FINRA licensing requirements must also be adhered to. This includes completion of the FINRA Series 7 and 66 (or 63 and 65) examinations, or equivalent, within a specified time period following commencement of employment. Compliance with state law registration and licensing requirements is mandatory.
Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. Candidates must also comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents.
Equal Opportunity at Wells Fargo
Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic. Wells Fargo emphasizes on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture.
This position is not eligible for Visa sponsorship. The Associate Bank Financial Advisor position is located at 2110 N Oak St, Myrtle Beach, SC 29577. The job posting may come down early due to the volume of applicants. The posting end date is 14 Jan 2026.
For more details, visit the original job posting here.
