Associate Bank Financial Advisor Role at Wells Fargo
Wells Fargo, a multinational financial services company, is currently seeking to fill the position of an Associate Bank Financial Advisor (LO) in its Wealth and Investment Management Division, as part of Wells Fargo Advisors. This role offers an excellent opportunity for those seeking to advance their careers in financial advisory services within the banking sector. For more information about the various career areas and business divisions, you can visit the Wells Fargo jobs page.
Job Responsibilities
The successful candidate will be expected to participate in Wells Fargo Advisors’ comprehensive training program. The program is designed to help individuals meet personal, professional, and organizational client service and financial goals within the Financial Advisory – Bank function. The role also involves reviewing clients’ financial goals and risk tolerance, assessing their investment profiles, and evaluating their financial needs.
In addition, the Associate Bank Financial Advisor will be responsible for handling customer contact and duties related to assessing financial needs, and referring customers interested in a dwelling secured product to a SAFE team member. The role does not involve taking an application or offering or negotiating terms of a dwelling secured transaction, but the professional must meet the Loan Originator requirements under Regulation Z (LO).
Qualifications and Experience
Interested candidates must have at least six months of experience in Customer Service, Sales, or Relationship Building. This experience can be demonstrated through work experience, training, military experience, or education. Successful candidates must also have completed the Securities Industry Essentials (SIE) exam or its equivalent.
Desirable qualifications for the role include FINRA registration, including Series 7 and 66, financial services experience, client services experience, and sales or sales support experience. Additionally, having a minimum of six months of client or sales services experience and experience in developing and managing client relationships will be beneficial. A BS/BA degree or higher is also preferred.
Job Expectations and Compliance
Candidates for the Loan Originator (LO) position must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. Successful candidates are also expected to meet ongoing regulatory requirements, including additional screening if necessary. The company has specific compliance policies regarding outside activities and personal investing, and affected employees are expected to abide by these policies.
The position is based in 7000 Lincoln Drive East, Suite 301, Marlton, NJ 08053. However, it’s important to note that the role is not eligible for Visa sponsorship.
Remuneration and Benefits
While the base pay range for the position will depend on various factors such as prior performance, skills, experience, or work location, Wells Fargo offers eligible employees a comprehensive set of benefits. These include health benefits, a 401(k) Plan, paid time off, disability benefits, life insurance, critical illness insurance, and accident insurance. Other benefits include parental leave, critical caregiving leave, discounts and savings, commuter benefits, tuition reimbursement, scholarships for dependent children, and adoption reimbursement.
Equal Opportunity Employer
Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
For more information about this position, visit the job posting Here.
