Mercury’s Commitment to Strong Compliance in a Scaling Environment
As the fintech industry continues to evolve and grow, companies like Mercury are taking the lead in this digital revolution. With their robust expansion, maintaining strict adherence to compliance, particularly in customer-facing activities, is of paramount importance. This underscores the critical role of the Compliance Risk Manager, Product and Marketing Compliance – Banking Advisory in the company’s structure.
The Role of the Compliance Risk Manager
As an experienced individual contributor, this professional supports the Compliance Advisory function through precise execution of reviews, monitoring, validation, and documentation under established frameworks. It is a role that demands a highly motivated compliance professional with a knack for regulatory-based review and monitoring activities.
The successful candidate will work autonomously, owning their assigned work from start to finish, while operating within defined standards, processes, and escalation paths. The role also involves identifying emerging risks, contributing to the continuous improvement of monitoring practices, and supporting team-level goals through disciplined execution and reporting.
Key Responsibilities
The Compliance Risk Manager is expected to perform a wide array of duties. Some of these include:
- Independently executing compliance monitoring and targeted validation activities across defined channels such as customer communications, sales interactions, and marketing activity.
- Owning assigned monitoring and validation work end-to-end, including evidence collection, documentation, follow-ups, and timely completion of deliverables.
- Identifying, documenting, and classifying findings, trends, or repeat observations, and escalating issues appropriately using established escalation paths.
- Supporting the validation of remediation actions through follow-up testing and confirmation reviews.
- Preparing clear, accurate summaries of monitoring results to support team-level reporting and leadership visibility.
- Executing assigned customer-facing and marketing collateral compliance reviews in accordance with established standards and review criteria.
- Contributing ideas for improving monitoring efficiency, documentation quality, or review processes within existing team frameworks.
Required Skills and Experience
The ideal candidate for this role should have:
- At least 3 years of relevant experience in compliance, risk, monitoring, QA, or testing preferably within a FDIC insured bank, but a fintech would also be acceptable.
- Demonstrated ability to independently execute moderately complex reviews or monitoring activities with minimal day-to-day guidance.
- Experience applying defined standards, scripts, or criteria to assess customer-facing materials, sales practices, or communications.
- Strong documentation discipline and attention to detail, with the ability to produce audit-ready evidence.
- Ability to synthesize review outcomes into clear, structured summaries that support team-level decision-making.
- Comfort operating in some ambiguity, asking clarifying questions, and escalating issues when guidance or risk tolerance is unclear.
- A bias for action and accountability, with the ability to manage timelines and deliverables for assigned work independently.
- Curiosity and willingness to deepen understanding of Mercury products, regulatory requirements, and compliance risk drivers.
Compensation and Benefits
The total rewards package at Mercury includes a competitive base salary, equity (stock options), and benefits. Salary and equity ranges are regularly updated using the most reliable compensation survey data for the fintech industry. Offers are made based on a candidate’s experience, expertise, geographic location, and internal pay equity relative to peers.
Mercury is an equal opportunity employer, valuing diversity & belonging, and is committed to providing reasonable accommodations throughout the recruitment process for applicants with disabilities or special needs. They use Covey as part of their hiring and/or promotional process for jobs in NYC, and the features may qualify it as an AEDT.
For more details about the role, you can check out the source link Here.
With dedicated compliance professionals like the Compliance Risk Manager, Mercury continues to ensure that they maintain a strong compliance culture even as they scale. This is critical to their sustainable growth and the trust they build with their customers.
