About the Role: Associate Bank Financial Advisor at Wells Fargo
Wells Fargo, a renowned American multinational financial services company, is currently seeking an Associate Bank Financial Advisor. This role falls under the Wealth and Investment Management division of Wells Fargo Advisors. Interested candidates can learn more about the various career areas and business divisions at Wells Fargo by visiting wellsfargojobs.com.
Main Responsibilities
The Associate Bank Financial Advisor role at Wells Fargo involves several responsibilities that align with the company’s financial advisory function. This includes:
- Undergoing the Wells Fargo Advisors training program. This program is geared towards meeting personal, professional, and organizational client service and financial goals.
- Reviewing basic or tactical client goals and risk tolerance, assessing investment profiles, and evaluating client financial needs related to lower risk tasks and deliverables with narrower impact.
- Interacting with customers and assessing their needs. This may include referring customers interested in a dwelling secured product to a SAFE team member, and assisting customers without taking an application and without offering or negotiating terms of a dwelling secured transaction. This position requires adherence to the Loan Originator requirements under Regulation Z (LO).
Required and Desired Qualifications
Required Qualifications
Wells Fargo expects its prospective Associate Bank Financial Advisors to meet certain qualifications, including:
- At least 6 months of experience in Customer Service, Sales, or Relationship Building, or equivalent experience demonstrated through work experience, training, military experience, or education.
- Successful completion of the Securities Industry Essentials (SIE) exam or equivalent.
Desired Qualifications
In addition to the required qualifications, the following qualifications are desirable:
- FINRA registration including Series 7 and 66 (or FINRA recognized equivalents).
- State Variable, Life and Health insurance licenses.
- Experience in financial services and client services.
- Experience developing and managing client relationships.
- Sales or sales support experience.
- A BS/BA degree or higher.
Job Expectations and Further Details
The Associate Bank Financial Advisor role comes with certain expectations and requirements. These include meeting the Consumer Financial Protection Bureau qualification requirements and compliance with related Wells Fargo policies. In addition, successful candidates must meet ongoing regulatory requirements. Wells Fargo emphasizes proactive monitoring, governance, risk identification and escalation, and sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.
This position is based at 702 W Lancaster Ave, Wayne, PA 19087. Applications will be accepted until March 6, 2026. However, due to the volume of applicants, the job posting may come down early.
Wells Fargo values equality and encourages applications from all qualified candidates, regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status. Accommodation for applicants with disabilities is available upon request.
To learn more about the Associate Bank Financial Advisor role at Wells Fargo and to apply, click Here.
